While glancing through Graham Priest's new book I came across a place where he said something to the effect that what distinguished existing from non-existing things was whether or not the thing in question was causally efficacious.

Following up on Mark Lance's suggestion that we should be most skeptical when a philosopher suggests something taken to be obvious enough not to elaborate on (look for adverbs of the clearly family).* I think that this is probably a case of that.

On counterfactual analyses of causality, non-existent entities and events clearly have causal powers. At the 2014 Narrative Theory Conference at MIT I saw a great paper by Emma Kafelanos called "How Can Events that Do Not Occur Make Things Happen?" that conclusively showed that any theory of narrative structure will have to include nodes denoting events that didn't happen. The speaker gave real world examples such as Obama not ordering the bombing of Syria. She didn't mention counterfactual analyses of causation, but clearly many counterfactuals of the form "If it were not the case that Obama hadn't ordered the bombing of Syria, then it would not be the case that P" are true.

This doesn't just occur with non-existent events but also with impossible events. The fact that Max can't surf explains quite a lot about him. Consider the sentence "Hobbes' inability to square the circle caused him to experience no small amount of ridicule." On a counterfactual analysis of causation with impossible worlds** there is nothing wrong with sentences such as that. Maybe these work as counterexamples to the counterfactual analysis. I don't know.


If you don't buy counterfactual analyses of causation,*** and causally powerful non-existent entities offend your ontological sensitivities, then you'll have to give some kind of account between non-existent events (and/or discourse presupposing them) and existent events (and/or discourse) that shows why our our true/useful causal talk presupposing causally efficacious non-existent events works.

The standard old-school trick would be to try to paraphrase away talk about non-existent events in terms of true causal claims that only refer to existing events. I think the general consensus is that in the last third of the twentieth century this kind of project foundered in every case it was tried.

One might try to say that a certain class of propositions featuring reference to non-existent events is in some manner supervenient on propositions that only refer to existent events. However, my impression is that supervenience has foundered in the same way that reductive paraphrasing did.

One would hope that Jonathan Schaffer type grounding would work. But the problem with that is that its second biggest motivation (in addition to skepticism about supervenience type attempts to characterize ontological dependence) is to preserve Moorean inferences of the "There is a number five, therefore there is a number, therefore numbers exist" while also preserving the intuition that things like numbers have a lower-level ontological status (being grounded in more fundamental entities). But, in addition to Jessica Wilson's critique, it would be perverse to apply the Moorean inference to things that everyone agrees are non-existent. Interestingly, one of Wilson's criticisms is that the grounding project is often motivated by the failure of supervenience. Wilson argues that this is a false dichotomy, since there are so many other types of dependency relations in the ontology literature. It would be fun to go through all of them and see how the relation between causally efficacious non-existent events and existent events might be worked out. 

In any case view that non-existent events causally influence existing events looks more and more plausible to me. The fact that Obama didn't order the bombing of Syria had lots of causal weight. If it had not been the case that he didn't bomb it, then many things would be far different.

I wish I was more skilled at defending views that most people find antecedently implausible. . .**** In any case, if anyone knows of relevant literature on this issue, I'd be interested. I know that there is a long tradition in the truth-making literature about "negative facts." Maybe some of that work is relevant.

[*One should add the proviso that you can't find any papers on google that address the issue one way or the other. As far as I can tell, this issue passes the Lance/Google test. But I'm not widely read in this area, so if someone knows any relevant articles please let me know. If not, then it passes the Lance/Google/Blogged-About test.

**For a great paper on counterpossibles, see a this and this by Berit Brogaard and Joe Salerno.

***Which should be separated from accepting possible worlds + counterparts theories of counterfactuals! I'm going to do a post on this in a few days.

****If I wasn't Presbyterian, I'd almost certainly make intercessory prayers to the soul of David Lewis. But we don't truck with that. It all starts innocently enough. Things are going fine and you find that you can get more papers published defending antecedently implausible things. But then before you know it you have to pay a fee to get philosophers higher up than you in the food chain to make the prayers for you. This is how colleges actually started, as prayer societies endowed by rich people so that they'd end up spending less time in Purgatory. It ended up being a disaster. A weird fact about the Reformation is that the countries that remained Roman Catholic after all of the wars were precisely those countries where indulgences had not been widespread.]

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28 responses to “The Causal Power of Non-existing Events”

  1. Thomas Brouwer Avatar
    Thomas Brouwer

    I mentioned this issue to Graham at some point. He was going to give it a think.

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  2. Jon Cogburn Avatar

    Cool! I’ll be fascinated with what he thinks.
    One of my summer projects is to read Graham’s new book alongside Badiou’s Being and Event. There are non-trivial similarities between the two projects. They both tell a guerrilla history of philosophy in terms of paradoxes of totality and issues of the one and the many. I haven’t quite figured out if Badiou would count as a dialtheist yet. I think he might be best characterized as a dialtheist who still affirms classical logic. According to Badiou, when confronted with true dialethias we back up and develop consistent frameworks which use classical logic. But this doesn’t make the dialetheias go away. They’re still always out there in some sense. So dialetheias for Badiou would have a pragmatic component that in part ensures that we can continue to use classical logic in certain contexts.
    If that’s right (and I’m not sure it is, since the traditions are so different it takes a lot of work to get them dialectically engaged), then I’m sure that Priest would respond by arguing that the Domain Principle applies to Badiou’s own meta-ongology in a way that commits him to paraconsistency. And maybe Priest’s classical recapture can reformulate the main idea behind Badiou’s claim about the pragmatic function of dialetheias.
    It’s interesting to hook Priest up with the continental tradition of thinking about these things because Badiou and Paul Livingston think that paradoxes of totality occur in many applied fields such as political theory, aesthetics, psychology, and even in the history of science. If there’s anything to that (I think there is), then work on LNC etc. has a lot more application than we might initially think.
    In that vein the project that you’re doing with Toby Medows and Franz Berto (http://www.abdn.ac.uk/nip/page?id=64) looks really, really cool. I’m really chuffed to see where that goes.

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  3. Mark Avatar
    Mark

    Do you have any sympathy at all for serious actualism? That would eliminate from the get-go the possibility of nonexistent anythings having causal powers.

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  4. Mike Jacovides Avatar
    Mike Jacovides

    This is probably the thread to mention the recent astronomical news: Two Planets Once Believed Habitable Don’t Actually Exist.

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  5. Jon Cogburn Avatar

    Yes, very much so, but I’m about twelve years behind on the actualism literature. My last bout with it was in John Divers “Possible Worlds” about a decade ago. I’m rereading it with some students this summer and we hope to move into more recent literature on modal realism without possible worlds.
    Two provisos though- (1) though it clearly goes so much against the spirit of the project that the very suggestion might be Eddie Haskelish, as far as I can tell at least most of what old school actualists said is consistent with the claim that some non-existent events are actual (they would get put into the recipe for constructing ersatz worlds), (2) I think the non-Meinongian actualist still needs to offer some kind of explanation of why causal talk involving non-existing events works as well as it does, and this seems like a non-trivial project to me.
    Again though, I’m really behind on this literature and I know from some students that a lot of fascinating stuff has come out that changes the debate substantially from where it was a decade ago. So I might be misunderstanding what you are claiming (please direct me to an article/book or two if that would help). In any case, it will be interesting to keep the problem in mind while surveying the new stuff.

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  6. Jon Cogburn Avatar

    Ah poor Gliese 581! It’s still got three planets, but not much seems to be going on in them. Maybe David Bowie or Elton John will write a song about it, e.g. Gliese 581 ain’t no place to raise a kid // in fact it’s cold as hell.

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  7. Gary Williams Avatar

    Hi Jon, interesting post. Here’s my “old-school trick” of paraphrase:
    When Obama decided to not bomb Syria, his brain was surely processing thoughts and then he probably uttered words or typed something or wrote something down, which was then transmitted via his advisors and staff through telecommunication lines to people in American who then communicated with people in Syria, who were then affected by his decision to not act. The word of non-action having causally traveled to Syria then sparked a series of events in the brains of the receivers of those words of non-action, which then sparked a further series of events, etc. Even Obama standing perfectly still trying not to think of anything would still have causal effects on his staff, and his staff have causal effects on the world, even distant parts of the world via the global telecommunications system.
    If you are the President of the US then any decision, whether to act or not act, gets immediately translated into causal effects via the many communication channels coming out of the White House (“Omg Obama is standing perfectly still again!”). If someone in Syria was watching TV the effects of Obama acting or not acting on the TV would have been enough to set off a chain reaction of events.
    Obviously I’m making this above story up – I don’t know if that’s what actually happened. But I much prefer a story like the above to a story that invokes mysterious powers of non-causal efficacy. In the words of John Heil, appeals to non-existent events causing stuff to happen is not “ontologically serious”.

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  8. ajkreider Avatar
    ajkreider

    Maybe I’m being a bit dense here, but I don’t understand what the examples are supposed to be.
    In the “Obama’s not bombing” case, what’s supposed to be causally efficacious is the not obtaining of the bombing. But that’s not the non-existent state. The non-existent state is the bombing.
    So Priest may ask, “Did Obama’s bombing of Syria play a causal role in the world?” No. And why not, because that state of affairs doesn’t exist. Seems like there might be a conflation on the causal efficacy of “the not existing of p” with the causal efficacy of a “non-existing p”.
    Or more likely, the confusion is mine.

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  9. Mike Avatar

    I think I’m not sure why serious actualism would entail that non-existent objects are not causally efficacious. I’m sure they’d (the serious actualists) think that no non-actual object would be causally efficacious. But they can hold that there are actual omissions. Or, I can’t see why they couldn’t; maybe I’m missing something here. More generally, why would one want to deny that omissions have causal consequences? If common sense counts for anything, then, for instance, ‘my failing to use my blinker caused the accident’ surely needs an analysis in terms of omissions. It can be that any analysis in terms of commissions is false. Suppose you describe the omission as the occurrence of some brain state B0; it might be that had B0 not occurred, B1 would have and you would still not have put your blinker on. And if B0 and B1 not occurred, B2 would have, and you still would not have put your blinker on. And so on.

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  10. Christopher Hitchcock Avatar

    I agree with ajkreider. Santa Claus is not identical to the state of affairs of Santa Claus not existing (or however you wish to characterize it). Even if the latter has causal powers, it doesn’t follow that Santa Claus does. Typically, the non-occurrence of an event causes the opposite of what the event itself would have caused, had it existed. Smoking has a causal power to produce lung cancer. My abstention from smoking causes lung health. My smoking doesn’t cause anything (I don’t smoke).
    Note also that Lewis himself requires that C and E occur in order for C to cause E. In the case of omissions, in order for the absence of C to cause something, C must fail to occur.
    On the claim that absences/omissions can be causes, see Jonathan Schaffer’s essay “Causes Need Not be Physically Connected to their Effects: The Case for Negative Causation”, conveniently published in my anthology Contemporary Debates in the Philosophy of Science (Blackwell, 2004).

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  11. Jon Cogburn Avatar

    Cool! Thanks!
    I hope to be able to teach a class on Schaffer’s work in the next few years. I saw him in the crowd at an APA Session this last year and it was inspiring. His questions managed to be philosophically fascinating and simultaneously really helpful to each speaker’s project. It was a great session. I think Chalmers might be the only other person I’ve seen pull off such a high level of ethical Q&A behavior. It’s not an easy thing to do.

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  12. Alan White Avatar
    Alan White

    I’m pretty dense about the literature here, but isn’t a non-existing event that nevertheless has a real causal role just an (at least partial description of an) actual event in negative terms? Omissions seem to me to be models of that. Could it be that at least some of this controversy is about whether descriptions of real events in negative terms have some metaphysical cache apart from the events they apply to? That would seem to me to conflate epistemological issues about negation-descriptions with their proper metaphysical referents. It’s actual events that cause subsequent actual events, “roses” by any other name. I suppose that partially motivates the remarks about actualism above. Dispositions to cause are another matter; I’m only talking about so-called “non-events” as properly causal in an actual sequence of events.

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  13. Jon Cogburn Avatar

    I can’t see how that’s not analogous to the materialist saying “isn’t a mental event that nevertheless has a real causal role just a (at least partial description of a) brain event”? Isn’t that what needs to be shown?
    More generally, just as a matter of linguistics I very, very much doubt that any of the quick proposals above would work if held up to the same scrutiny that the analogous proposals have been held up to in the philosophy of mind, or nearly any other area where ontological dependence is at issue.
    This being said, you might be right and in fact this may be a problem with the explanatory demands placed on accounts of ontological dependency. That’s partly why I’m so excited to see that Schaffer has published around this area, because his interesting thoughts about such problems is part of what has motivated the recent literature in grounding.

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  14. Jon Cogburn Avatar

    Ooh that’s very nice.
    It’s interesting that (with the Gricean stuff) it works so well with perception verbs, but wouldn’t work well in the antecedent of causal claims. “John saw Mary not leaving” is true on the analysis if John saw anything else than Mary leaving. But “Mary not leaving made John happy” is not true if anything else than Mary leaving makes John happy.
    It’s still interesting that their counterexamples to the antonym and the lower clause strategem will also be counterexamples here, and maybe the Gricean mechanisms might be helpful.

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  15. Simon Evnine Avatar
    Simon Evnine

    I also agree with AJKreider (hi AJ!). If you work with a Kim/Goldman understanding of events, what doesn’t exist, in your example, is the event of Obama’s bombing Syria. But if Obama fails to exemplify the property of bombing Syria, then he exemplifies the property of not bombing Syria – that event, his not bombing Syria, does exist. (Somewhere, I can’t recall exactly where, Kim or Goldman explicitly mentions ‘negative’ properties as possible constituents of events.)

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  16. Jon Cogburn Avatar

    Oh thanks.
    Off the subject- Your wonderful book on Davidson got me through many a rough night in graduate school. So thanks for that too! I haven’t read Epistemic Dimensions of Personhood yet, but it looks fascinating.

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  17. Simon Evnine Avatar
    Simon Evnine

    🙂 Thanks. Good to know the Davidson book may approximate the power of a bottle of Jack Daniels!

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  18. Jon Cogburn Avatar

    I don’t know which is more powerful, but both played a non-trivial role in my passing my candidacy exams.

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  19. Justin Tiehen Avatar
    Justin Tiehen

    Hi Jon,
    In connection with the analogy to mental causation, Jonathan Schaffer proposes something like a Davidsonian token identity theory for absences (that is, they are token identical with “positive” events), and then appeals to his contrastivist account of causation to solve apparent problems for this view–see section 2 of his paper “Contrastive Causation”: http://www.jonathanschaffer.org/contrastcause.pdf
    Also, I defend a view on which absences are token-realized by positive events in a paper forthcoming in Erkenntnis. (I assume a Kim/Goldman view of events.) My view was very much inspired by the analogy to mental causation: http://philpapers.org/rec/TIETRF

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  20. Jon Cogburn Avatar

    Fantastic. I’m really excited about reading both papers.
    Do either account handle the case of causally efficacious impossible events, such as Hobbes not squaring the circle? I’m not sure that there is a special problem with these, but I’m wondering if you think there is.

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  21. Mike Avatar

    Does the wide scope negation (it’s not the case that Obama bombs Syria at t) entail the narrow scope negation on these accounts? Maybe he doesn’t bomb it at t, but does at t’. Maybe he does not bomb it because he’s assassinated before he gets a chance to (so, there’s no constitutive object in the event description). In the latter case, his not bombing Syria has the same causal consequences (we might discover tomorrow that he was in fact assassinated, for instance), though there is no narrow scope negative event, i.e. there is no event [Obama, ~Bombs, t], since there is no Obama, and so there is no positive event corresponding to the non-event.

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  22. Daniel Nolan Avatar
    Daniel Nolan

    Hi Jon, if you’re interested in impossible omissions, I recommend Sara Bernstein’s paper “Omission Impossible” http://people.duke.edu/~sb192/OI_May14.docx Coincidentally, she’s presenting it here in sunny Canberra later today at the AAP conference.

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  23. Justin Tiehen Avatar
    Justin Tiehen

    I think your Hobbes example may pose a problem for my view, but it’s roughly the opposite problem from what you have in mind. Squaring the circle is impossible, yes, but then, Hobbes’ squaring the circle causes nothing and didn’t happen (he wasn’t ridiculed because he successfully squared the circle). What happened is that he failed to square the circle, and on my view this is a real, existing event, that caused his ridicule. The potential problem for my view is that the property of failing to square the circle is instantiated by every entity in every possible world, as is the property of failing to prove that 1+1=3, and so on, for every property that is impossible to instantiate. So, if I want to draw a causal distinction between Hobbes’ failing to square the circle and his failing to prove 1+1=3 (only the former caused his ridicule, suppose), I need a fine-grained conception of properties that distinguishes between these two, and in connection a fine-grained conception of events that distinguishes between Hobbes’ failing to square the circle and his failing to prove 1+1=3. I can live with this, but others might regard it as objectionable.
    That said, if what you are looking for is a view on which absences are non-existents and yet still causes–this is what matters regarding the claim in Priest’s book–you might take a look at Lewis’s view, as defended in “Void and Object.” (He also has relevant remarks in “Causation as Influence.”) There, Lewis writes that absences are “nothing at all” and yet, despite this, they can be causes and effects. See section 5, response (4): http://www.andrewmbailey.com/dkl/Void_and_Object.pdf

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  24. Jon Cogburn Avatar

    Oh jeez, sorry. I mistyped. I meant he was ridiculed because he failed to do it and had that problem in mind.
    Berit Brogaard and Joe Salerno use the example of him failing to do it in their articles on counterpossibles that I cited above. “If Hobbes had squared the circle, then it would have solved world hunger” is a false counterfactual with a necessarily false antecedent. Brogaard and Salerno appeal to impossible worlds to get a finer grain. It’s tremendously cool to read from your comment that the same kind of finer grain needed for things like counterpossibles and propositional attitude ascriptions would do the job for your view.
    They also present some proposals about how accessibility would work that involve epistemic type stuff. I had an intuition that there would be a small circle if you tried to use those thoughts in modelling true counterpossibles in modal epistemology (I forget which combination of sensitivity, safety, or strength accounts need them; I think it’s that sensitivity theorists do, but that’s no big deal because we need them anyhow).
    Thanks for the link!

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  25. Ned Markosian Avatar
    Ned Markosian

    Speaking of Sara Bernstein, her “Omissions as Possibilities” is a must-read on this topic!
    http://philpapers.org/rec/BEROAP

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  26. L. A. Paul Avatar

    Let me chime in here and recommend Bernstein’s work on omissions along with Carolina Sartorio’s excellent series of papers on the topic.

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  27. Jon Cogburn Avatar

    Wow! There’s enough stuff to teach a good course on the topic.
    As I noted in the OP, this is one of the many areas where philosophy can be really helpful for people working on structural theories of narrative. I’m going to get a copy of Kafelenos’ paper and track down her narrative theory citations too and maybe put a syllabus together.
    One of the neatest things about the new narrative theory work coming out of Europe is how much overlap there is with not only continental (as in traditional theory) but also core areas in analytic philosophy. I think the illumination goes both ways too. Kafelenos’ paper had lots of interesting test cases, presented some good explanatory desiderata by which the metaphysicians’ accounts can be tested, as well as being philosophically interesting in its own right. A lot of the papers at the conference were like that.

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